Comprehensive screening of target molecules by next-generation sequencing in patients with malignant solid tumors: guiding entry into phase I clinical trials
© The Author(s). 2016
Received: 11 February 2016
Accepted: 31 October 2016
Published: 16 November 2016
It is still controversial whether comprehensive genome screening of target molecules by next generation sequencing (NGS) is needed to increase clinical efficacy of investigational drugs or accelerate drug development, although several studies are being carried out. Therefore, we performed a prospective study to evaluate the feasibility of comprehensive gene screening in this setting. Our findings indicate that actionable alterations were identified in 45% of the analyzed patients, most frequently in those with breast cancer. Common actionable alterations were found in PIK3CA mutation, BRCA2 mutation, ERBB2 amplification, and CCND1 amplification. In total, 22% of the analyzed patients could be entered into phase I clinical trials, and 8% of them were treated with “matched” drugs. Among patients who received matched therapies, response and disease control rates were 33 and 78%, respectively. On the other hand, in the patients who received “non-matched” therapy, the objective response rate was 6%. We believe this data indicates that NGS-based molecular pre-screening is a potent platform for use before patient entry into phase I trials.
Recent molecular characterization studies showed that many alterations occurred in oncogenes or tumor suppressor genes that might become therapeutic targets, for instance, PIK3CA , AKT1 , FGFR1 [3–5], and BRCA1/2 . Screening for such targetable genetic alterations will aid in identifying subpopulations of patients who will benefit from specific treatments.
In phase I trials, information on genomic alterations in tumors is quite helpful to allow each patient entry to a suitable clinical trial, in which the molecular targeted drug is theoretically matched to the alterations. If we were to find super-responders in these trials, the genomic alterations would be recognized as specific biomarkers to predict the response to the investigational drug.
Therefore, we conducted a prospective cohort study to investigate the feasibility of NGS-based pre-screening to identify genomic alterations in patients considering entry into phase I clinical trials (Additional file 1: Supplementary Methods) [7–15]. We named this study the “Trial of Oncopanel for Introduction into Clinical Study-Phase 1 (TOPICS-1).”
Registration and sequencing
Detected genomic alterations
Entry into phase I clinical trials
Characteristic of patient entering into Phase I with matched therapy
Progression free survival (month)
Matched therapies and response
Seven different regimens were used in the 11 patients who received matched therapy. Two patients could not be assessed for antitumor activity. We evaluated response in the 9 assessable patients. Of them, 3 showed response and 4 had stable disease (Table 1). Partial response (PR) was seen in 3 patients, all responders had breast cancer. Case 1 was an ER-positive breast cancer patient with a PIK3CA H1047R mutation. She was treated with 5 kinds of hormonal therapy and 3 kinds of chemotherapy containing anthracycline and capecitabine after first relapse, and then received PI3K inhibitor treatment. PR began 60 days after first administration and lasted for 16 months. Case 2 was an ER-positive breast cancer patient with an AKT1 E17K mutation. She was treated with 6 kinds of hormonal therapy and 3 kinds of chemotherapy containing anthracycline and taxane, and then received AKT inhibitor treatment. PR began 60 days after first administration and lasted for 27 months. Case 3 was a triple-negative breast cancer patient with a BRCA1 truncation mutation. She experienced her first relapse after adjuvant chemotherapy containing anthracycline and taxane and then received combination therapy with a PARP inhibitor and eribulin. PR began 60 days after first administration and lasted for 6 months. The response and disease control rates were 33 and 78%, respectively. In contrast, the 18 patients who received non-matched therapy had response and disease control rates of only 6 and 56%, respectively. Moreover, we assessed progression free survival (PFS) (Table 1). Median PFS of the patients with matched therapy was longer than those with non-matched therapy (5.5 months, 95% CI; 2.1 to 9.0 vs. 1.9 months, 95% CI; 0.5 to 3.2) (Additional file 6: Figure S1).
Several trials, including SAFIR01 [NCT01414933] , NCI-MATCH [NCT02465060], MOSCATO01 and −02 trials [NCT01566019], SHIVA [NCT01771458] , PROFILER [NCT01774409], the EORTC SPECTA initiatives, are carried out to investigate the feasibility and utility of NGS-based screening. However, it is controversial for phase I trials, especially.
We demonstrate the feasibility of in-house, gene panel–based NGS screening for entry into phase I clinical trials for anti-cancer drugs. One of the distinctive features of this study is the customized assay design. Considering the flexibility of target genes, we adopted a custom gene panel consisting of 90 genes for mutations and amplifications and 10 genes for fusions (Additional file 7: Table S4). The analytical accuracy of this in-house system was validated. The second distinctive feature of this study is the use of formalin-fixed paraffin-embedded (FFPE) samples, which are easily available in clinical practice. The use of FFPE samples for sequencing creates the opportunity to characterize cancer-relevant genes even in cases where tissue retrieval is difficult. The quality of FFPE samples was related to fixation time and storage duration. To ensure stable sequencing, we changed the DNA amounts used for library preparation in response to the quality of the extracted DNA (Additional file 8: Table S2).
Genomic analysis was performed in 72% of the enrolled patients, and enabled matching of therapy in 8% of the patients in whom sequencing was performed. Twenty-two percent of the analyzed patients entered phase I trials after the sequencing test, although the primary endpoint was not met. This result was affected by patients’ performance status and the numbers of accessible phase I trials. However, it was feasible for the candidate patients to entry to phase I trials based on sequencing results. Moreover, genomic analyses led to PR in 33% and disease control in 78% of the patients who received matched therapy. The success rate of receiving matched therapy was consistent with other report . On average, phase I trials show response rates between 5 and 10% [18–21]. In addition, in this study the response and disease control rates of genomic alteration–matched therapies were higher than those of non-matched therapies (33% versus 6%, and 78% versus 56%, respectively). Median PFS of the patients with matched therapy was longer than those with non-matched therapy (5.5 months, 95% CI; 2.1 to 9.0 vs. 1.9 months, 95% CI; 0.5 to 3.2). These results suggest the clinical utility of the sequencing test. The value of the sequencing test should increase if more predictive markers are defined or more novel targeted therapies are developed.
“Actionable genomic alterations” are a moving target. The evidence level of these alterations will probably change in the coming years as experimental agents move through the developmental pipeline. Many of the tumors that we tested harbored more than one potentially actionable alteration, but few treatment algorithms existed to stratify treatment options for these cases. In our original gene panel, target genes can be flexibly changed responding to the needs of the study (customized panel).
The current study involved 9 tumor types. The ratio of patients who were able to receive matched therapy was higher in breast cancer patients than those with other cancer types, and objective responses were observed only in breast cancer patients. The high efficacy in this population might be due to the higher frequency of driver mutations in breast cancer than in other tumor types (Additional file 9: Table S3). Moreover, it might be helpful that breast cancer is less aggressive and the tumor tissue is easy to access. Given our results, it is likely that the clinical utility of molecular prescreening differs among tumor types, and organ-specific screening might be useful.
Regarding future directions, we first need to determine the utility of small, organ-specific gene panels compared with the present pan-cancer gene panel. Second, we need to reconsider the timing of sequencing tests, such as perioperatively or at first recurrence. Third, to improve the accessibility of target drugs we need to construct a global social networking system that will allow patients to enter clinical trials.
This report showed that the NGS-based molecular screening was feasible in clinical setting and would be potentially useful for selecting adequate patients for entry into clinical studies. Since most recent phase I trials have tried to identify early signals regarding the efficacy of targeted agents, there is a strong rationale for proposing molecular selection for patients eligible for these studies.
The authors acknowledge Yutaka Fujiwara, Shunsuke Kondo, Shigehisa Kitano, Akihiko Shimomura, Tatsunori Shimoi, Hidenori Mizugaki, Emi Kubo, Keiko Goto, Nobuyoshi Hiraoka, Koji Tsuta, Akihiko Yoshida, Masayuki Yoshida, Hirokazu Taniguchi, Chikako Shimizu, Kan Yonemori, Harukaze Yamamoto, Makoto Kodaira, Chigusa Morizane, Yasuhide Yamada, Tetuya Hamaguchi, Yoshitaka Honma, and Atsuo Takashima for their support with the clinical trial. We also thank Sachiyo Mitani, Shizuka Shinohara, and Erika Arakawa for the sequencing analysis, Isao Kurosaka for bioinformatics analysis, and Suga Yamagami and Nao Nakamura for helping with the data collection and manuscript revisions.
This study was supported by National Cancer Center Research and Development Funds (T.K.) (24-A-1 and 27-A-1), and Grant-in-aid from the Ministry of Health, Labour and Welfare, Japan for Accelerating Regulatory Science Initiative (YF). The National Cancer Center Biobank was supported by National Cancer Center Research and Development Funds (23-A-1 and 26-A-1).
KT, YT, HI, TK and NY conceived and designed the experiments. HI, TK, HY, TK, KT, NY and YT performed the experiments. HI, TK, YF, TK and YT analyzed the data. MK performed bioinformatic analyses. YT, HI, MK and KT wrote the manuscript. HI, TK, HY, TK, SI, AO, NY and KT contributed reagents, material and analytical tools. All authors have read and approved the final manuscript.
N.Y. reports research grants from Quintiles Transnational Japan K.K., Astellas Pharma Inc., Chugai Pharmaceutical Co., Ltd, Eisai Co., Ltd, Taiho Pharmaceutical Co., Ltd, Bristol Myers Squibb, Novartis Pharma K.K., Daiichi-Sankyo Co., Ltd, Boehringer Ingelheim and Kyowa-Hakko Kirin Co., Ltd. Y.F. reports grants and other from Japan Agency for Medical Research and Development, grants and other from The Ministry of Health Labor and Welfare, Japan, during the conduct of the study; other from Astra Zeneca KK, other from Eisai Co., Ltd, other from Daiichi Sankyo Co., Ltd, grants from Taiho Pharmaceutical Co., Ltd, grants from Takeda Pharmaceutical Co., Ltd, grants and other from Chugai Pharmaceutical Co., Ltd, grants and other from Eli Lilly Japan KK, grants from Nippon Kayaku Co., Ltd, other from Yakult Honsha Co., Ltd, outside the submitted work. K.T. reports grants from Pfizer, Astra Zeneca K.K., MSD K.K. and Novartis Pharma K.K. The other authors have no conflicts of interest to declare.
Consent for publication
Written informed consent was obtained from the patients for publication of this letter.
Ethics approval and consent to participate
This study was performed in agreement with the Declaration of Helsinki, and approved by the Ethical Committee at National Cancer Center Hospital, Tokyo (JAPAN).
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